Gerald Dufault is a CFP-designated registered investment advisor, based in Worcester, MA, with 39 years of industry experience. Gerald is also registered as a broker, so some compensation may come from commissions on products sold.
Location
33 Waldo Street, Ste. 3M, Worcester, MA, 01608
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Gerald provides investment advisory services through Patriot Financial Group and Rollover Advisory Services, dedicating full-time hours to each. He also owns Rollover Advisory Services, LLC for expense management and tax filing purposes, spending minimal time on it.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
Cetera Financial Specialists LLC
The Patriot Financial Group, LLC
Previous Registrations
Securities America, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Investors Capital CORP.Broker
Ifmg Securities, INC.Broker
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.Broker
PFS Investments INC.Broker
PFS Investments INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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