Daniel Mccarthy
Daniel Mccarthy is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Hartford, CT, with 41 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
100 Pearl St 3rd Fl West Tower, Hartford, CT, 06103
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Regulatory History (1)
Customer Dispute
April 2003Other Business ActivitiesSells Insurance
Daniel is an insurance agent selling life, disability, annuities, and long-term care products, dedicating nearly full-time hours to this. He is also a partner at CM Smith Agency, Inc and a financial advisor at CM Smith Financial, both Alera Group companies, where he sells and services insurance and investment products, dedicating nearly full-time hours to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
MML Investors Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
MML Investors Services, LLC
Tower Square Securities, INC.Broker
G. R. Phelps & CO., INC.Broker
Travelers Equities Sales, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.