Nannette Nocon
Nannette Nocon is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Rochester, NY, with 41 years of industry experience. Nannette operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2024 W Henrietta Road, Ste 5K, Rochester, NY, 14623
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2020Customer Dispute
November 2014Customer Dispute
December 2009Other Business ActivitiesSells Insurance
Nannette owns multiple real estate properties, including commercial and residential properties, some of which are fractional shares. She is also an independent insurance broker for numerous companies and publishes children's books through KiteTails LLC, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Ids Life Insurance CompanyBroker
Ids Securities CORP.Broker
Ids Financial Services INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.