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CFP · ChFC
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CFP · ChFC

Nannette Nocon

Ameriprise Financial Services, LLC
42 Years of Experience
Rochester, NY
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Nannette Nocon is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Rochester, NY, with 42 years of industry experience. Nannette is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2024 W Henrietta Road, Ste 5K, Rochester, NY, 14623

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Denied
Customer Dispute
November 2014
Denied
Customer Dispute
December 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Nannette owns multiple real estate properties, including commercial and residential properties, some of which are fractional shares. She is also an independent insurance broker for numerous companies and publishes children's books through KiteTails LLC, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2006 - Present · 20 yrs
Ameriprise Financial Services, LLCBroker
October 1984 - Present · 42 yrs
Ameriprise Financial Services, LLC
October 1984 - Present · 42 yrs
Previous Registrations
Ids Life Insurance CompanyBroker
January 2000 - July 2006 · 6 yrs 6 mos
Ids Securities CORP.Broker
July 1986 - December 1986 · 5 mos
Ids Financial Services INC.Broker
October 1984 - December 1986 · 2 yrs 2 mos
State Registrations39 states
AKALAZCACOCTDCDEFLGAHIIAIDILINLAMAMDMEMIMNNCNHNJNMNVNYOHOKPASCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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