JH
JH
James Hall is a registered investment advisor, based in Bentonville, AR, with 38 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Bentonville, AR
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Regulatory History (1)
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Customer Dispute
June 2011Denied
Other Business ActivitiesSells Insurance
James owns Harvest Investment Strategies, LLC, and is an agent for Harvest Investment Strategies selling insurance products. He also manages Harvest Properties, LLC, a rental property, and is a board member providing marketing and sales consulting for a mobile golf app.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 4 yrs 1 mo
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.Broker
February 2011 - September 2022 · 11 yrs 7 mos
First Allied Securities, INC.
February 2011 - July 2012 · 1 yr 5 mos
Edward Jones
October 2006 - March 2011 · 4 yrs 5 mos
Edward JonesBroker
March 1998 - March 2011 · 13 yrs
Dean Witter Reynolds INC.Broker
December 1994 - March 1998 · 3 yrs 3 mos
Edward D. Jones & CO., L.P.Broker
May 1990 - December 1994 · 4 yrs 7 mos
Investment/development Concepts, INC.Broker
August 1987 - January 1989 · 1 yr 5 mos
Capital Resources, INC.Broker
September 1984 - January 1985 · 4 mos
State Registrations12 states
ARAZCACOFLKSMOMSNMOKTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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