Robert Schwartz
Robert Schwartz is a registered investment advisor at Citigroup Global Markets INC., based in Holbrook, NY, with 41 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 59,829 clients with $56B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Citigroup Global Markets provides a comprehensive written financial plan at no direct fee to eligible clients of Citi Private Bank and Citi Global Wealth at Work. The service includes developing a financial profile, analyzing current financial position, and providing recommendations for education, retirement, estate planning, and other long-term goals.
Location
Citi Wealth Management, Sales, 5801 Sunrise Highway, Holbrook, NY, 11747
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Regulatory History (3)
Customer Dispute
June 2024Customer Dispute
August 2003Customer Dispute
May 2002Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Citicorp Investment Services
Citicorp Investment ServicesBroker
Marketing One Securities, INC.Broker
Schonfeld Securities INC.Broker
Butcher & Singer INC.Broker
Investors Center INC.Broker
Blinder, Robinson & CO., INC.Broker
The Stuart-James Company, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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