David Morris
David Morris is a registered investment advisor at Mma Securities LLC, based in Columbia, MD, with 41 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 10,839 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
For the MMA MyPath managed account service, participants pay an annual asset-based fee determined by the agreement between the plan sponsor and MMA Securities. This fee is used to cover administrative costs and expenses payable to service providers, and MMA Securities does not retain any portion of the fee. Fees are generally calculated based on account balances at the end of each quarter and debited directly from participant accounts by the recordkeeper. The In-Plan Advice online service is provided at no direct fee to plan participants.
Location
6721 Columbia Gateway Drive, Suite 100, Columbia, MD, 21046
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is involved with Tribridge Partners LLC as a sales agent/owner, focusing on life, health, group life, group health, disability, and long-term care insurance, dedicating about half his time during trading hours. He also serves as a trustee and provides advisory services through IRIA, spending about a quarter of his time on this.
Employment History
Current Registrations
Mma Securities LLCBroker
Tribridge Partners Financial LLC
Previous Registrations
MML Investors Services, LLC
Manequity, INC.Broker
MML Investors Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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