Joel Kocen
Joel Kocen is a registered investment advisor at The Kocen Financial Group, INC., based in Rancho Mirage, CA, with 41 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 221 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kocen Financial Group's investment management fee is generally negotiated between 0.8% to 1% annually, based on various factors, with most accounts at 1%. Accounts over $2 million are subject to further negotiation. This fee covers both mutual funds managed by KFG and the portion of portfolios allocated to third-party money managers. Fees for alternative investments are 1.5%. These fees are in addition to any fees charged by third-party money managers.
Location
35-900 Bob Hope Drive, Ste. 202, Rancho Mirage, CA, 92270
Get directionsHistory
Regulatory History (4)
Customer Dispute
October 2003Customer Dispute
January 1999Customer Dispute
June 1996Customer Dispute
February 1996Other Business Activities
Joel is a principal at Financial Goal Securities, Inc., a broker-dealer, since 1990. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
The Kocen Financial Group, INC.
Previous Registrations
Financial Goal Securities, INC.Broker
Shearwater Securities CorporationBroker
Nml Equity Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.