Northwestern Mutual Investment Services operates primarily as a securities broker-dealer and registered investment advisor, acting as a wholly owned subsidiary of The Northwestern Mutual Life Insurance Company. The firm offers referral services by screening, selecting, and partnering with other investment advisors who provide financial planning, mutual fund asset allocation, or other investment management services. Northwestern Mutual Investment Services acts as a solicitor in these referral programs, connecting its insurance or securities brokerage clients with these external sponsors without charging clients directly for the referral service. Additionally, the firm provides non-discretionary fixed-income investment advice to other investment advisors through its trading services team. Northwestern Mutual Investment Services does not manage individual client portfolios directly, exercise investment discretion, hold client funds, or vote client securities.
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.