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George Buxton

35 Years of Experience
New York, NY
Broker

George Buxton is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

320 Park Avenue, Fl 9, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Employment History
Current Registrations
Raymond James & Associates, INC.
November 2024 - Present · 1 yr 6 mos
Raymond James & Associates, INC.Broker
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Morgan Stanley
June 2021 - November 2024 · 3 yrs 5 mos
Morgan StanleyBroker
June 2014 - November 2024 · 10 yrs 5 mos
Morgan Stanley
June 2014 - December 2015 · 1 yr 6 mos
J.P. Morgan Securities LLC
June 2008 - July 2014 · 6 yrs 1 mo
J.P. Morgan Securities LLCBroker
February 1998 - July 2014 · 16 yrs 5 mos
Cibc Oppenheimer CORP.Broker
February 1994 - March 1998 · 4 yrs 1 mo
Charles Street Securities, INC.Broker
July 1990 - March 1991 · 8 mos
Morgan Stanley & CO., IncorporatedBroker
March 1986 - February 1988 · 1 yr 11 mos
Chase Manhattan Capital Markets CorporationBroker
January 1985 - April 1986 · 1 yr 3 mos
State Registrations3 states
FLMDNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.