KH
KH
Kathy Hammock
40 Years of Experience
Forsyth, GA
2 DisclosuresBroker
Kathy Hammock is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Forsyth, GA, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
Forsyth, GA
Get directionsHistory
Regulatory History (2)
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Customer Dispute
November 2001Closed-No Action
Customer Dispute
April 2001Settled
Other Business Activities
Kathy is an owner of Hammock & Assoc, LLC, a support company for RJFS-related activities, since 2007. She dedicates minimal time to this business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2025 - Present · 1 yr 1 mo
Raymond James Financial Services, INC.Broker
November 2004 - Present · 21 yrs 6 mos
Previous Registrations
Stonewall Asset Mgmt., INC.
April 2008 - April 2025 · 17 yrs
Raymond James Financial Services
December 2004 - December 2007 · 3 yrs
Raymond James Financial Services, INC.Broker
September 1991 - November 2004 · 13 yrs 2 mos
The Robinson-Humphrey Company INC.Broker
October 1984 - November 1990 · 6 yrs 1 mo
State Registrations5 states
ALGAINNCTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.