Kathy Hammock
Kathy Hammock is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Forsyth, GA, with 41 years of industry experience. Kathy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
Forsyth, GA
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2001Customer Dispute
April 2001Other Business Activities
Kathy is an owner of Hammock & Assoc, LLC, a support company for RJFS-related activities, since 2007. She dedicates minimal time to this business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Stonewall Asset Mgmt., INC.
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
The Robinson-Humphrey Company INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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