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Ellis Shiver

Newedge Advisors
38 Years of Experience
Valdosta, GA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Ellis Shiver is a registered investment advisor at Newedge Advisors, based in Valdosta, GA, with 38 years of industry experience. Ellis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 49,898 clients with $43B in assets under management.

Newedge Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
602 advisors
Number of Clients
49,898 clients
Average Client Portfolio
$866K average
Assets Under Management
$43.2B

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.25%
$1.0M - $2.0M2.00%
$2M+1.75%

Schedule reflects the primary Equity and Balanced Advisors Choice program. The firm imposes a maximum annual fee of 1.75% for new accounts opened after December 31, 2025, though older accounts may have rates up to 2.50%. Additional program schedules exist for fixed income, mutual fund strategies, and third-party manager programs. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3321 North Valdosta Road, Valdosta, GA, 31602

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ellis is involved with The Shiver McGahee Group LLC, GWM Advisors LLC (DBA Southern Point Investment Partners and GWM Advisors), Southern Point Investment Partners, and The Shiver Group, LLC. Ellis also works with AMG selling non-variable insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
Newedge Advisors
August 2018 - Present · 8 yrs 2 mos
LPL Financial LLCBroker
August 2016 - Present · 10 yrs 2 mos
Previous Registrations
Wiregrass Asset Management
August 2016 - July 2018 · 1 yr 11 mos
Wells Fargo Advisors, LLC
January 2008 - August 2016 · 8 yrs 7 mos
Wells Fargo Advisors, LLCBroker
January 2008 - August 2016 · 8 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
November 2005 - January 2008 · 2 yrs 2 mos
A. G. Edwards & Sons, INC.
November 2005 - January 2008 · 2 yrs 2 mos
Citigroup Global Markets INC.
April 2003 - December 2005 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
January 2002 - December 2005 · 3 yrs 11 mos
The Robinson-Humphrey Company, LLCBroker
February 1988 - January 2002 · 13 yrs 11 mos
State Registrations10 states
ALCACOFLGAKYMINCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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