TrueAdvisor
TrueAdvisor
MG
MG

Mark Guarino

Buckman Advisory Group LLC
41 Years of Experience
Little Silver, NJ
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Mark Guarino is a registered investment advisor at Buckman Advisory Group LLC, based in Little Silver, NJ, with 41 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 868 clients with $280M in assets under management.

Buckman Advisory Group LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
868 clients
Average Client Portfolio
$319K average
Assets Under Management
$277.3M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.75%
$250K - $1.0M1.50%
$1M+1.25%

Fees are negotiable depending on client needs and situation complexity. Actively traded strategies have a separate higher fee schedule (3.00% up to $250k, 2.50% for the next $750k, and 2.00% over $1M). The firm does not household accounts for billing breakpoints.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

44 Church Street, Little Silver, NJ, 07739

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2022
Final
Employment Separation After Allegations
October 2020
Customer Dispute
July 2005
Settled
Customer Dispute
August 2000
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Buckman Advisory Group LLC
March 2021 - Present · 5 yrs 7 mos
Buckman, Buckman & Reid, INC.Broker
December 2020 - Present · 5 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2008 - November 2020 · 12 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
June 2007 - November 2020 · 13 yrs 5 mos
RBC Dain Rauscher INC.Broker
March 2002 - June 2007 · 5 yrs 3 mos
Tucker Anthony IncorporatedBroker
September 1999 - March 2002 · 2 yrs 6 mos
Gibraltar Securities CO.Broker
February 1990 - September 1999 · 9 yrs 7 mos
Prudential-Bache Securities INC.Broker
March 1989 - October 1989 · 7 mos
Greentree Securities CORP.Broker
February 1988 - December 1988 · 10 mos
E. F. Hutton & Company INCBroker
November 1985 - February 1988 · 2 yrs 3 mos
Rooney, Pace INC.Broker
April 1985 - October 1985 · 6 mos
D. H. Blair & CO., INC.Broker
November 1984 - April 1985 · 5 mos
State Registrations7 states
CTFLNCNJNYOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Little Silver, NJ →All financial advisors in New Jersey →