JB
ChFC
JB
ChFC
James Barnett is a ChFC-designated registered investment advisor, based in San Rafael, CA, with 41 years of industry experience.
Location
4340 Redwood Highway, Suite B-60, San Rafael, CA, 94903
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2006Closed-No Action
Other Business ActivitiesSells Insurance
James operates under several DBAs for his LPL business and registered investment advisor activities, dedicating full-time hours to these endeavors. He also sells various insurance products, including life, accident, health, fixed annuities, disability, and long-term care, spending about 10-20% of his time on this.
Employment History
Current Registrations
HUB International Investment Services INC.
February 2025 - Present · 1 yr 5 mos
HUB International Investment Services INC.Broker
February 2025 - Present · 1 yr 5 mos
Global Retirement Partners LLC
July 2024 - Present · 2 yrs
LPL Financial LLCBroker
July 2024 - Present · 2 yrs
Previous Registrations
Osaic Fs, INC.
June 2000 - July 2024 · 24 yrs 1 mo
Osaic Fs, INC.Broker
October 1997 - July 2024 · 26 yrs 9 mos
Jefferson-Pilot Investor Services, INC.Broker
February 1990 - October 1997 · 7 yrs 8 mos
New England Securities CorporationBroker
November 1986 - December 1989 · 3 yrs 1 mo
Jefferson-Pilot Investor Services, INC.Broker
October 1984 - November 1986 · 2 yrs 1 mo
State Registrations13 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.