Andrew Klein
Andrew Klein is a registered investment advisor at Paramount Associates Wealth Management, based in Greenwood Village, CO, with 41 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 168 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Paramount Associates charges a percentage of your portfolio each year for investment management services. The maximum annual advisory fee is 1.50%. There is a minimum annual fee of $500 for asset management only, and $1,000 for asset management and financial planning. Fees may vary based on the size of the account, complexity of the portfolio, or other reasons agreed upon.
Location
6400 S. Fiddlers Green Circle #1310, Greenwood Village, CO, 80111
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2009Customer Dispute
December 2002Other Business Activities
Andrew is an Investment Adviser Representative at Paramount Associates LLC since 2017. He spends full-time hours on this activity, with about half his time dedicated to trading.
Employment History
Current Registrations
Paramount Associates Wealth Management
Previous Registrations
Niagara International Capital LimitedBroker
Paramount Associates Wealth Management
Waddell & Reed
Waddell & ReedBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Drexel Burnham Lambert IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.