James Lord is a registered investment advisor at Paladin Financial, based in Topeka, KS, with 39 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 518 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual fee is 1.50% for direct asset management. Fees are negotiable based on relationship, asset type, and account size.
Fee Estimator
Location
2909 SW Plass Ct, Topeka, KS, 66611
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent with Paladin Insurance, doing business as Lord's Financial Planning, and spends about a third of his time on this. He also owns Money Management Financial Planning, does voice-over work for a radio spot, is an investment advisor representative with Paladin Financial, and a registered representative with Gradient Securities, LLC.
Employment History
Current Registrations
Paladin Financial
Gradient Securities, LLCBroker
Previous Registrations
Gradient Wealth Management
Gradient Advisors, LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Cambridge Investment Research, INC.Broker
Cornerstone Advisors
Cornerstone Investments, L.L.C.Broker
Fortis Investors, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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