James Lord is a registered investment advisor at Paladin Financial, based in Topeka, KS, with 38 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 460 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Paladin Wealth offers investment management services with fees based on a percentage of the assets they manage.
For direct asset management, the maximum annual fee is 1.50%.
For the Co-Advisor program with Gradient Investments, the annual fee is 1.50% for Strategic, Tactical, Allocation, and Defined Outcome Portfolios, and 1.00% for Preservation Portfolios. Paladin Wealth receives a portion of these fees.
These fees may be negotiable.
Location
2909 SW Plass Ct, Topeka, KS, 66611
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent with Paladin Insurance, doing business as Lord's Financial Planning, and spends about a third of his time on this. He also owns Money Management Financial Planning, does voice-over work for a radio spot, is an investment advisor representative with Paladin Financial, and a registered representative with Gradient Securities, LLC.
Employment History
Current Registrations
Paladin Financial
Gradient Securities, LLCBroker
Previous Registrations
Gradient Wealth Management
Gradient Advisors, LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Cambridge Investment Research, INC.Broker
Cornerstone Advisors
Cornerstone Investments, L.L.C.Broker
Fortis Investors, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.