Steven Wittenberg
Steven Wittenberg is a registered investment advisor at Independent Wealth Solutions, based in Cardiff by the Sea, CA, with 23 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $4.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.60% |
Fee is 0.4% per quarter, which annualizes to 1.6%.
Fee Estimator
Location
Cardiff by the Sea, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven owns rental property as a sole proprietorship since 1988, generating rental income. He spends a few hours per week on this, with minimal time during trading hours.
Employment History
Current Registrations
Independent Wealth Solutions
Previous Registrations
Gordian Financial Solutions, LLC
Mutual Advisors, LLC
Mutual Securities, INC.
Planmember Securities Corporation
Pmg Asset Management INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.