Dennis Marvin is a registered investment advisor at LPL Financial LLC, based in Wooster, OH, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Wooster, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dennis has an S-Corp, 21st Century Financial Management, Inc., established in 2002 for accounting purposes. He also uses Marvin Wealth Management as a DBA for his LPL business, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Fifth Third Securities, INC.Broker
Fn Investment CenterBroker
Fn Investment CenterBroker
Security First Financial, INC.Broker
First Investors CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.