BS
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Bruce Stava

37 Years of Experience
Lynwood, CA
1 DisclosureBroker

Bruce Stava is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Lynwood, CA, with 37 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3645 Imperial Hwy, Lynwood, CA, 90262

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2004
Settled
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
October 2023 - Present · 2 yrs 7 mos
U.S. Bancorp Advisors, LLCBroker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Ef Legacy Securities, LLCBroker
March 2020 - November 2023 · 3 yrs 8 mos
TD Ameritrade, INC.
August 2016 - November 2018 · 2 yrs 3 mos
TD Ameritrade Investment Management, LLC
August 2016 - November 2018 · 2 yrs 3 mos
TD Ameritrade, INC.Broker
August 2016 - November 2018 · 2 yrs 3 mos
First Brokerage America, L.L.C.
April 2011 - July 2015 · 4 yrs 3 mos
First Brokerage America, L.L.C.Broker
June 2006 - July 2015 · 9 yrs 1 mo
Dfc Investor ServicesBroker
May 2006 - June 2006 · 1 mo
Dfc Investor Services
April 2006 - June 2006 · 2 mos
Wm Financial Services, INC.Broker
September 1997 - August 2004 · 6 yrs 11 mos
Great Western Financial Securities CorporationBroker
May 1996 - May 1998 · 2 yrs
Financial Horizons Securities CorporationBroker
August 1993 - October 1995 · 2 yrs 2 mos
Citicorp Investment ServicesBroker
October 1990 - May 1996 · 5 yrs 7 mos
American Express Financial Advisors INC.Broker
December 1986 - October 1990 · 3 yrs 10 mos
Integrated Resources Equity CorporationBroker
January 1985 - December 1986 · 1 yr 11 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bruce Stava - Financial Advisor | TrueAdvisor