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James Alders

38 Years of Experience
Dallas, TX
Broker

James Alders is a registered investment advisor, based in Dallas, TX, with 38 years of industry experience.

Location

5956 Sherry Lane, 20th Floor, Dallas, TX, 75225

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is a founding partner with BrightHawk Wealth Management LLC and an independent contractor with Raymond James. He also serves as an independent contractor to Raymond James through Alders Wealth Management LLC, a support company to BrightHawk Wealth Management/Raymond James; these activities each take about half of James's time.

Employment History
Current Registrations
Raymond James Financial Services, INC.
August 2023 - Present · 2 yrs 9 mos
Raymond James Financial Services Advisors, INC
August 2023 - Present · 2 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Comerica Securities
May 2002 - August 2023 · 21 yrs 3 mos
Comerica SecuritiesBroker
January 1995 - August 2023 · 28 yrs 7 mos
Comerica Financial Services, INC.Broker
August 1993 - January 1995 · 1 yr 5 mos
Fimco Securities Group, INC.Broker
July 1993 - December 1995 · 2 yrs 5 mos
Comerica SecuritiesBroker
June 1992 - September 1992 · 3 mos
Comerica Brokers, INC.Broker
April 1992 - June 1992 · 2 mos
Banc One Securities CorporationBroker
October 1990 - April 1992 · 1 yr 6 mos
Mbank Capital Markets, INC.Broker
September 1990 - October 1990 · 1 mo
Griffin Financial ServicesBroker
May 1988 - May 1990 · 2 yrs
New England Securities CorporationBroker
October 1984 - November 1986 · 2 yrs 1 mo
State Registrations3 states
COTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.