TrueAdvisor
TrueAdvisor
DS
ChFC
DS
ChFC

David Stofer

Mariner Institutional, LLC
40 Years of Experience
Overland Park, KS
Sells Insurance
View SEC Summary
View SEC Summary

David Stofer is a ChFC-designated registered investment advisor at Mariner Institutional, LLC, based in Overland Park, KS, with 40 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 59 clients with $2.8B in assets under management.

Mariner Institutional, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
IM Fee
Planning only
Assets Under Management
$2.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

5700 W. 112th St., Suite 500, Overland Park, KS, 66211

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

David has a 1% interest in an oil well investment, sells fixed insurance products, and owns/invests in a financial analytic software program. He also serves as a board member for Evoshare, consults for Guidepoint Global, owns rental property, and works as an Investment Advisor Representative for Mariner Wealth Advisors and Mariner Institutional.

Employment History
Current Registrations
Mariner Institutional, LLC
October 2024 - Present · 2 yrs
Mariner
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Mariner Retirement Advisors, LLC
October 2014 - July 2018 · 3 yrs 9 mos
Msec, LLCBroker
October 2014 - June 2024 · 9 yrs 8 mos
Sageview Advisory Group, LLC
January 2008 - October 2014 · 6 yrs 9 mos
Cetera Advisor Networks LLC
January 2008 - October 2014 · 6 yrs 9 mos
Cetera Advisor Networks LLCBroker
August 2007 - October 2014 · 7 yrs 2 mos
American Portfolios Advisors, INC
January 2006 - August 2007 · 1 yr 7 mos
American Portfolios Financial Services, INC.Broker
January 2006 - August 2007 · 1 yr 7 mos
Gbs Retirement Services, INC.Broker
April 2001 - January 2006 · 4 yrs 9 mos
Gbs Retirement Services, INC.Broker
January 2001 - January 2001 · 0 mos
Linsco/private Ledger CORP.Broker
June 1995 - April 2001 · 5 yrs 10 mos
New England SecuritiesBroker
October 1989 - December 1993 · 4 yrs 2 mos
New England Securities CorporationBroker
January 1985 - October 1989 · 4 yrs 9 mos
State Registrations2 states
AZKS
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Overland Park, KS →All financial advisors in Kansas →