Bobby James is a registered investment advisor at Tfr Capital, based in Plano, TX, with 40 years of industry experience. Bobby operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 243 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TFR Capital charges an annual investment management fee ranging from 0.50% to 2.0% of your portfolio. The fee is calculated based on the average daily balance of your accounts. The fee for the initial month is paid after the month is over, and subsequent months are paid in advance.
Location
5801 Tennyson Pkwy, Suite 150, Plano, TX, 75024
Get directionsHistory
Regulatory History (6)
Customer Dispute
August 2010Regulatory
November 2008Regulatory
February 2007Employment Separation After Allegations
January 2007Customer Dispute
January 2004Customer Dispute
July 2002Other Business ActivitiesSells Insurance
Bobby is involved in several business activities, including serving as a director/limited partner for TFR Capital, LLC and PMV-VI Ideal Implants, and as a general/limited partner for JAM FAM5, LTD and Tennyson Place LTC. He also sells fixed insurance and equity indexed annuities, and premium financing life insurance, dedicating about 10-20% of his time to insurance sales.
Employment History
Current Registrations
Tfr Capital
Previous Registrations
Scf Investment Advisors, INC.
Advanced Practice Advisors, LLC
Tfr Advisors LLP
The Masters
Vsr Financial Services, INC.Broker
The Masters
First Financial Equity CorporationBroker
First Financial Equity Corporation
Sws Financial ServicesBroker
Tfr Advisors LLP
Edi Financial, INC.Broker
Rushmore Securities CorporationBroker
Fortis Investors, INC.Broker
1st Global Capital CORP.Broker
H.D. Vest Investment Securities, INC.Broker
Sunamerica Securities, INC.Broker
Southmark Financial Services, INC.Broker
Wirth Equities CorporationBroker
Pbs Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.