Willis Smith is a registered investment advisor, based in Summit, NJ, with 40 years of industry experience.
Location
475 Springfield Ave, Summit, NJ, 07901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Willis is involved in several outside business activities. He works as an insurance producer for Glenwood Capital LLC, taking about half of his time, and is a minority owner and manager of HBS Properties III LLC, dedicating a few hours per week. Willis is also an IAR Rep for TLG Advisors Inc, but spends minimal time on this.
Employment History
Current Registrations
The Leaders Group, INC.
Tlg Advisors, INC.
The Leaders Group, INC.Broker
Previous Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
1st Bridgehouse Securities, LLCBroker
Mcdonald Investments INC.Broker
Trident Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.