David Goldstein
David Goldstein is a registered investment advisor at World Investment Advisors, LLC, based in Rockville Centre, NY, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 17,488 clients with $56B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WIA Wealth charges a percentage of your portfolio each year. The exact percentage will be outlined in your agreement and will never exceed 3.00%. Fees may be negotiable. WIA IARs may also use a custodian other than Schwab or Fidelity, which will be made clear to the client prior to any accounts being opened.
Location
Rockville Centre, NY
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Regulatory History (1)
Criminal
May 1973Other Business ActivitiesSells Insurance
David is licensed to sell life, health, and variable insurance but is not currently selling, though he may do so in the future. He dedicates minimal time to this activity.
Employment History
Current Registrations
World Investment Advisors, LLC
World Investments, LLCBroker
World Investments, LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Southside Trading LLCBroker
Southside Trading LLCBroker
Prager, Mccarthy & SealyBroker
Lehman Brothers INC.Broker
Citicorp Securities, INC.Broker
Garban LimitedBroker
Fundamental BrokersBroker
Bot Securities, INC.Broker
Sanwa - Bgk Securities CO., L.P.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.