Harold Rives is a registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 34 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
305 Madison Avenue, Morristown, NJ, 07960
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Harold serves on the board of Voce, Inc. and is a member of the investment committees for St. John's Episcopal Church and the New Britain Museum of American Art. Harold also provides tax advice and preparation services separately from his investment advisory services.
Employment History
Current Registrations
Private Advisor Group, LLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Ohanesian / Lecours, INC.
New England Guild Wealth Advisors, INC.
State Registrations2 states
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