Douglas Brown
Douglas Brown is a registered investment advisor at LPL Financial LLC, based in Boca Raton, FL, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7100 W Camino Real Ste 302-21, Boca Raton, FL, 33433
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas sells non-variable insurance products, dedicating minimal time to this activity. This activity is investment-related and occurs at the reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Independent Advisor Alliance, LLC
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Banc of America Investment Services, INC.Broker
Barnett Investments, INC.Broker
Glenfed Brokerage ServicesBroker
Fundtrust Investment Company Services, INC.Broker
Great Western Financial Securities CorporationBroker
Corporate Securities Group, INC.Broker
Huberman Securities CORP.Broker
Anderson, Bryant & CO.Broker
The Jameson Group, INC.Broker
Pamco Securities and Insurance ServicesBroker
The Stuart-James Company, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.