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Mitchell Mays

40 Years of Experience
Lynchburg, VA
1 DisclosureBrokerSells Insurance

Mitchell Mays is a registered investment advisor at MML Investors Services, LLC, based in Lynchburg, VA, with 40 years of industry experience. Mitchell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

202 Archway Court, Lynchburg, VA, 24502

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2015
Denied
Other Business ActivitiesSells Insurance

Mitchell is an agent for individual life and health insurance through Ford Mays Wealth Management since 1995, and owns Building You Financial Home/Ford Mays Wealth Management, focused on sales and marketing materials. Both activities require minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
June 1997 - Present · 29 yrs 4 mos
MML Investors Services, LLC
December 1985 - Present · 40 yrs 10 mos
MML Investors Services, LLCBroker
December 1985 - Present · 40 yrs 10 mos
State Registrations37 states
ALARAZCACODCDEFLGAIDILINKSKYMAMDMEMIMNMSMTNCNHNJNYOHOKORPASCTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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