Paul Smith
Paul Smith is a registered investment advisor at Sanders Smith Limited, based in Tarrytown, NY, with 40 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching.
Compensation
Firm Size
IM Fee
Fee Structure
Sanders Smith charges $250 per hour for financial planning and investment advisory services. Fixed fees can be negotiated based on the extent of services requested, but are based on a minimum billable hour at the $250 hourly rate.
Location
120 White Plains Road, Suite 100, Tarrytown, NY, 10591
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul owns Sanders Smith LTD, an S-Corporation, and sub-leases rental/office space. He also provides financial plans and traditional insurance products, including life, disability, and long-term care insurance, dedicating a few hours per week to insurance sales.
Employment History
Current Registrations
Sanders Smith Limited
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Royal Alliance Associates, INC.Broker
Nathan & Lewis Securities, INC.Broker
Cigna Securities, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.