CG
CG
Clifford Giles
39 Years of Experience
Bay Shore, NY
2 DisclosuresBrokerSells Insurance
Clifford Giles is a registered investment advisor, based in Bay Shore, NY, with 39 years of industry experience.
Location
381 Main Street, Bay Shore, NY, 11706
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Regulatory History (2)
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Customer Dispute
April 2008Denied
Employment Separation After Allegations
June 1999Other Business ActivitiesSells Insurance
Clifford is an agent for Advisors Insurance Brokers (AIB), focusing on product sales, placement, and service, dedicating a few hours per week. He also works full-time as a Wealth Management Advisor for Coastline Wealth Management and Kestra Advisory Services, LLC, focusing on financial planning, wealth management, and investment advisory services.
Employment History
Current Registrations
Kestra Investment Services, LLC
September 2023 - Present · 2 yrs 8 mos
Kestra Investment Services, LLCBroker
September 2023 - Present · 2 yrs 8 mos
Kestra Advisory Services, LLC
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
LPL Financial LLC
August 2021 - September 2023 · 2 yrs 1 mo
LPL Financial LLCBroker
December 2014 - September 2023 · 8 yrs 9 mos
LPL Financial LLC
December 2014 - December 2015 · 1 yr
J.P. Morgan Securities LLCBroker
October 2012 - December 2014 · 2 yrs 2 mos
J.P. Morgan Securities LLC
October 2012 - December 2014 · 2 yrs 2 mos
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.
December 2006 - May 2009 · 2 yrs 5 mos
Wamu Investments, INC.Broker
May 2002 - May 2009 · 7 yrs
Dime Securities, INC.Broker
June 2001 - May 2002 · 11 mos
On-Site Trading, INC.Broker
March 2001 - July 2001 · 4 mos
Chase Investment Services CORP.Broker
September 1996 - July 1999 · 2 yrs 10 mos
Chemical Investment Services CORP.Broker
August 1994 - September 1996 · 2 yrs 1 mo
Liberty Securities CorporationBroker
May 1994 - August 1994 · 3 mos
Griffin Financial ServicesBroker
November 1987 - June 1994 · 6 yrs 7 mos
Advantage Capital CorporationBroker
December 1984 - December 1987 · 3 yrs
State Registrations9 states
AZCADEFLGANCNJNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.