Robert Smith
Robert Smith is a registered investment advisor at MML Investors Services, LLC, based in Palm Springs, CA, with 41 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
777 East Tahquitz Canyon Way, Suite 200-16, Palm Springs, CA, 92262
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2011Other Business ActivitiesSells Insurance
Robert is an agent at DOT Insurance & Financial Services Inc (DBA RJ Smith Insurance & Financial Services) selling life, health, group life, and disability insurance, spending about 10-20% of his time, but about half his time during securities trading. He also owns Main Street Lyndonville LLC, focused on real estate, and S&H Insurance & Financial Svs, a P&C agency, dedicating about 10-20% of his time and minimal time, respectively.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.