JL
JL

Jerome D Lucas

41 Years of Experience
Areas of Practice
Estate PlanningTax PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
33 advisors
Number of Clients
1,139 clients
Average Client Portfolio
$20.8M average
Assets Under Management
$23.6B

Fee Structure

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Location

2 Grand Central Tower, 140 E 45th Street, 28th Floor, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jerome is a partner at Summit Trail Advisors, a registered investment advisor, dedicating full-time hours to this role. He is also a registered representative at Summit Trail Securities, a broker-dealer, spending a few hours per week on this activity.

Employment History
Current Registrations
Summit Trail Advisors, LLC
October 2015 - Present · 10 yrs 4 mos
Previous Registrations
Summit Trail Securities, LLCBroker
March 2017 - November 2025 · 8 yrs 8 mos
Purshe Kaplan Sterling InvestmentsBroker
October 2015 - March 2017 · 1 yr 5 mos
Barclays Capital INC.
February 2009 - October 2015 · 6 yrs 8 mos
Barclays Capital INC.Broker
September 2008 - October 2015 · 7 yrs 1 mo
Lehman Brothers INC.Broker
June 2005 - September 2008 · 3 yrs 3 mos
Neuberger Berman, LLCBroker
November 2003 - June 2005 · 1 yr 7 mos
Lehman Brothers INC.Broker
October 1984 - November 2003 · 19 yrs 1 mo
State Registrations2 states
NYTX
Advisor
Exams
No exam information available for this advisor.