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Jerome Lucas

Summit Trail Advisors, LLC
41 Years of Experience
New York, NY
View SEC Summary
View SEC Summary

Jerome Lucas is a registered investment advisor at Summit Trail Advisors, LLC, based in New York, NY, with 41 years of industry experience. Jerome operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 6 more. Their firm serves 742 clients with $20B in assets under management.

Summit Trail Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28 advisors
Number of Clients
742 clients
Average Client Portfolio
$26.9M average
Assets Under Management
$19.9B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Investment advisory fees range up to 1.50% annually based on asset level, complexity, and overall relationship. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

2 Grand Central Tower, 140 E 45th Street, 28th Floor, New York, NY, 10017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jerome is a partner at Summit Trail Advisors, a registered investment advisor, dedicating full-time hours to this role. He is also a registered representative at Summit Trail Securities, a broker-dealer, spending a few hours per week on this activity.

Employment History
Current Registrations
Summit Trail Advisors, LLC
October 2015 - Present · 11 yrs
Previous Registrations
Summit Trail Securities, LLCBroker
March 2017 - November 2025 · 8 yrs 8 mos
Purshe Kaplan Sterling InvestmentsBroker
October 2015 - March 2017 · 1 yr 5 mos
Barclays Capital INC.
February 2009 - October 2015 · 6 yrs 8 mos
Barclays Capital INC.Broker
September 2008 - October 2015 · 7 yrs 1 mo
Lehman Brothers INC.Broker
June 2005 - September 2008 · 3 yrs 3 mos
Neuberger Berman, LLCBroker
November 2003 - June 2005 · 1 yr 7 mos
Lehman Brothers INC.Broker
October 1984 - November 2003 · 19 yrs 1 mo
State Registrations2 states
NYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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