SI
SI

Sam Jones

27 Years of Experience
Lake Charles, LA
Broker

Sam Jones is a registered investment advisor at Morgan Stanley, based in Lake Charles, LA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1450 William Street, 3rd Floor, Lake Charles, LA, 70601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Sam has a 25% ownership stake in Jones Family Properties LLC, which holds property, and spends minimal time on it. Sam also has 25% ownership in two other rental properties, but spends no time on them.

Employment History
Current Registrations
Morgan Stanley
April 2025 - Present · 1 yr 1 mo
Morgan StanleyBroker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Wells Fargo Advisors
July 2003 - May 2025 · 21 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - May 2025 · 21 yrs 10 mos
Prudential Securities Incorporated
January 1999 - July 2003 · 4 yrs 6 mos
Prudential Securities IncorporatedBroker
July 1998 - July 2003 · 5 yrs
State Registrations32 states
ALARCACOCTFLGAIDILKSLAMAMDMEMIMNMSNCNHNJNMNYOHOKORSCTNTXUTVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.