John Wellington
John Wellington is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hauppauge, NY, with 36 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1174 Veterans Memorial Hwy, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 1994Other Business Activities
John is a managing member of Wellington Lodge LLC, involved in real estate ownership, and treasurer of 25125, Inc, involved in aircraft ownership. He is also a board member of Wellington and an employee of Certainty of Uncertainty, LLC, spending about a third of his time there.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, LLCBroker
Broadridge Business Process Outsourcing, LLCBroker
J.P. Morgan Clearing CORP.Broker
J.P. Morgan Securities LLCBroker
AXA Advisors, LLCBroker
Advest, INC.
Advest, INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.