Nola Leuthner is a registered investment advisor, based in Green Bay, WI, with 41 years of industry experience.
Location
1792 E Mason St, Green Bay, WI, 54302
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nola is a notary public since 2018, dedicating minimal time to this activity. She also works as an election observer/poll worker a few days per year since 2024.
Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
December 2024 - Present · 1 yr 5 mos
Cetera Investment Advisers LLC
December 2024 - Present · 1 yr 5 mos
Previous Registrations
LPL Financial LLCBroker
July 2018 - December 2024 · 6 yrs 5 mos
LPL Financial LLC
July 2018 - December 2024 · 6 yrs 5 mos
Cetera Advisor Networks LLC
November 2017 - July 2018 · 8 mos
Cetera Advisor Networks LLCBroker
November 2017 - July 2018 · 8 mos
Girard Securities, INC.
March 2006 - November 2017 · 11 yrs 8 mos
Girard Securities, INC.Broker
September 2002 - November 2017 · 15 yrs 2 mos
Spelman & CO., INC.Broker
January 1991 - September 2002 · 11 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1985 - January 1991 · 5 yrs 11 mos
State Registrations28 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.