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CK
CK
Charles Bryant Kerker
Great Point Advisors, LLC
40 Years of Experience
2 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement Planning
Financial Planning & Coaching
Education Planning
Tax Planning
Estate Planning
Investment Management
Great Point Advisors, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
25 advisors
Number of Clients
78 clients
Average Client Portfolio
$578K average
Assets Under Management
$45.1M
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Location
Delmar, NY
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History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Employment Separation After Allegations
June 2019
Customer Dispute
March 2015
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Quincy Wells Advisors, LLC
January 2024 - Present · 2 yrs 1 mo
Great Point Capital LLC
January 2024 - Present · 2 yrs 1 mo
Great Point Capital LLC
Broker
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
Peak Brokerage Services, LLC
Broker
July 2019 - November 2023 · 4 yrs 4 mos
Next Financial Group, INC.
Broker
August 1999 - July 2019 · 19 yrs 11 mos
Advantage Capital Corporation
Broker
January 1985 - August 1999 · 14 yrs 7 mos
State Registrations
2 states
CO
NY
Advisor
Broker
Both
Exams
No exam information available for this advisor.