Charles Kerker
Charles Kerker is a registered investment advisor at Quincy Wells Advisors, LLC, based in Delmar, NY, with 41 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 247 clients with $87M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Quincy Wells Advisors tailors its investment management fees to each client, offering options that include percentage of portfolio assets, hourly charges, flat fees, or a combination. Fees are generally billed in advance based on the average daily balance of the account, though initial monthly fees are billed in the following month. The firm notes that total annual compensation, when combined with transaction-based or affiliate fees, generally does not exceed 2.5%. There are no mandatory minimum account sizes or minimum annual fees required to work with the firm.
Location
Delmar, NY
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
June 2019Customer Dispute
March 2015Employment History
Current Registrations
Quincy Wells Advisors, LLC
Quincy Wells Capital, LLC
Quincy Wells Capital, LLCBroker
Previous Registrations
Quincy Wells Advisors, LLC
Great Point Capital LLCBroker
Peak Brokerage Services, LLCBroker
Next Financial Group, INC.Broker
Advantage Capital CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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