Neal Baron is a registered investment advisor at Morgan Stanley, based in Washington, DC, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1775 I Street, North West, Suite 200, Washington, DC, 20006
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2015 - Present · 10 yrs 6 mos
Morgan StanleyBroker
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2008 - November 2015 · 7 yrs 10 mos
Wells Fargo Advisors, LLCBroker
January 2008 - November 2015 · 7 yrs 10 mos
A. G. Edwards & Sons, INC.
July 1999 - January 2008 · 8 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
June 1996 - January 2008 · 11 yrs 7 mos
Chase Manhattan Investment Services, INC.Broker
October 1991 - June 1996 · 4 yrs 8 mos
Lehman Brothers INC.Broker
April 1988 - October 1991 · 3 yrs 6 mos
E. F. Hutton & Company INCBroker
November 1978 - April 1988 · 9 yrs 5 mos
Olde & CO., IncorporatedBroker
May 1973 - December 1975 · 2 yrs 7 mos
First Detroit Securities CORPBroker
July 1969 - June 1973 · 3 yrs 11 mos
State Registrations36 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.