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Bernard Audet

Gwn Securities INC.
40 Years of Experience
Newtown Square, PA
7 DisclosuresBroker
View SEC Summary
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Bernard Audet is a registered investment advisor at Gwn Securities INC., based in Newtown Square, PA, with 40 years of industry experience. Bernard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Gwn Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
505 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

18 Campus Blvd, Suite 100, Newtown Square, PA, 19073

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2019
Settled
Customer Dispute
April 2017
Settled
Customer Dispute
January 2009
Settled
Customer Dispute
June 2008
Settled
Customer Dispute
May 2008
Settled
Customer Dispute
May 2006
Settled
Customer Dispute
September 2004
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Gwn Securities INC.
March 2026 - Present · 7 mos
Gwn Securities INC.Broker
March 2026 - Present · 7 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - March 2025 · 8 yrs
MML Investors Services, LLC
March 2017 - March 2025 · 8 yrs
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Newsquare Capital, LLC
April 2010 - December 2017 · 7 yrs 8 mos
New England Securities Corporation
June 2002 - January 2015 · 12 yrs 7 mos
New England SecuritiesBroker
June 1989 - January 2015 · 25 yrs 7 mos
Travelers Equities Sales, INC.Broker
August 1985 - July 1989 · 3 yrs 11 mos
State Registrations15 states
AKDEFLKSKYMDNCNJNYPASCTXVAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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