Laura Berglund is a registered investment advisor at Morgan Stanley, based in Oak Brook, IL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2211 York Road, Suite 100, Oak Brook, IL, 60523
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
December 2019 - Present · 6 yrs 7 mos
Morgan StanleyBroker
December 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.P. Morgan Securities LLC
May 2018 - December 2019 · 1 yr 7 mos
J.P. Morgan Securities LLCBroker
April 2018 - December 2019 · 1 yr 8 mos
Bear, Stearns & CO. INC.Broker
July 1989 - November 1998 · 9 yrs 4 mos
Mesirow Capital, INC.Broker
June 1988 - July 1989 · 1 yr 1 mo
State Registrations46 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.