Thomas Montulli
Thomas Montulli is a registered investment advisor at Private Advisor Group, LLC, based in Rochester, NY, with 40 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
100 Linden Oaks, Ste. 205, Rochester, NY, 14625
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas sells fixed annuities, disability insurance (DI), long-term care insurance (LTC), and life insurance, dedicating about 10-20% of his time. He also provides financial planning and asset management as a registered investment advisor, spending about half his time on this. Additionally, Thomas owns rental real estate properties, spending minimal time on these activities.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Ensemble Financial Services, INC.Broker
Ensemble Financial Services, INC.
New England SecuritiesBroker
Trusted Advisors
Trusted Securities Advisors CORP.Broker
Mony Securities CorporationBroker
New England Securities CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.