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George Henning

Pacific Global Investment Management Company
40 Years of Experience
Glendale, CA
1 Disclosure
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George Henning is a registered investment advisor at Pacific Global Investment Management Company, based in Glendale, CA, with 40 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 127 clients with $87M in assets under management.

Pacific Global Investment Management Company
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
127 clients
Average Client Portfolio
$689K average
Assets Under Management
$87.5M

Fee Structure

Minimum Investment:$100K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $3.5M1.00%
$3.5M - $6.0M0.75%
$6.0M - $11.0M0.65%
$11M+0.50%

Fees are negotiable based on services provided, investment strategy, reporting requirements, and relationship size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

500 N. Brand Blvd, Ste 2160, Glendale, CA, 91203

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History

Regulatory History (1)
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Customer Dispute
November 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

George is the Chairman and President of Pacific Global Investment Management Co, the parent company of PGFD, since 1991. He dedicates full-time hours to overseeing company operations, business development, and portfolio management.

Employment History
Current Registrations
Pacific Global Investment Management Company
August 2003 - Present · 23 yrs 2 mos
Previous Registrations
Pacific Global Fund Distributors, INC.Broker
December 1992 - April 2020 · 27 yrs 4 mos
Financial West GroupBroker
April 1991 - January 1993 · 1 yr 9 mos
Transamerica Securities Sales CorporationBroker
August 1987 - May 1990 · 2 yrs 9 mos
Transamerica Financial Resources, INC.Broker
August 1987 - May 1990 · 2 yrs 9 mos
Chubb Securities CorporationBroker
November 1984 - September 1987 · 2 yrs 10 mos
State Registrations2 states
CAHI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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