Lois Lingner-Aiello
Lois Lingner-Aiello is a registered investment advisor at Gladstone Wealth Partners, based in Westport, CT, with 23 years of industry experience. Lois operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 7,910 clients with $4.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gladstone Wealth Partners charges up to 2.00% of your portfolio per year for investment management. This fee is negotiable and paid quarterly in advance. Clients in non-wrap programs will separately incur commissions and transaction costs. Gladstone also uses third-party technology platforms to manage retirement accounts, and passes the cost of these platforms on to you, sometimes with a markup.
Location
500 Post Road E, Suite 204, Westport, CT, 06880
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lois operates under Gladstone Advisors as a DBA for her LPL business and manages LLA-FA-BOOK MANAGEMENT, a business entity for tax/investment purposes. She also provides investment advisory services through Gladstone Institutional Advisory, LLC, spending about half her time on this activity, and works as a broker-dealer registered admin for LPL Financial, also dedicating about half her time.
Employment History
Current Registrations
Gladstone Wealth Partners
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Morgan Stanley
Morgan StanleyBroker
Oppenheimer & CO. INC.Broker
Citigroup Global Markets INC.Broker
Swiss American Securities INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.