Richard Cuvelier is a registered investment advisor, based in Decorah, IA, with 41 years of industry experience.
Location
401 W. Water St, Suite C/3, Decorah, IA, 52101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Richard is the President and Branch Manager/Financial Advisor for Dick Cuvelier Financial Services. This activity takes about half of Richard's time and is not investment-related.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
February 2019 - Present · 7 yrs 5 mos
Raymond James Financial Services Advisors, INC
February 2019 - Present · 7 yrs 5 mos
Raymond James Financial Services, INC.
February 2019 - Present · 7 yrs 5 mos
Previous Registrations
Edward Jones
January 2007 - February 2019 · 12 yrs 1 mo
Edward JonesBroker
November 1984 - February 2019 · 34 yrs 3 mos
State Registrations11 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.