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John Tillotson

Stifel, Nicolaus & Company, Incorporated
41 Years of Experience
Golden Valley, MN
4 DisclosuresBroker
View SEC Summary
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John Tillotson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Golden Valley, MN, with 41 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3352 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5500 Wayzata Boulevard, Suite 400, Golden Valley, MN, 55416

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2020
Final
Regulatory
August 2019
Final
Employment Separation After Allegations
March 2019
Customer Dispute
March 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is a board member of the Optimist Club of St Paul, a non-profit community organization, since 1990, dedicating minimal time. He is also a board member of the St. Paul Friend of Youth Foundation, a non-profit foundation, since 1998, dedicating minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
April 2019 - Present · 7 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
Morgan Stanley
January 2014 - March 2019 · 5 yrs 2 mos
Morgan StanleyBroker
June 2009 - March 2019 · 9 yrs 9 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
November 1984 - April 1988 · 3 yrs 5 mos
State Registrations29 states
ARAZCACOFLGAIAILLAMDMIMNMSMTNCNDNJNVNYOKPASCTNTXVAVTWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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