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Regina Rule

16 Years of Experience
Garden City, NY
Broker

Regina Rule is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Regina owns Reggae and Co, a jewelry making business, since 1990 and spends minimal time on it. She also owns a rental property in Amagansett, NY since 2019, dedicating a few hours per week to it.

Employment History
Current Registrations
Morgan Stanley
February 2019 - Present · 7 yrs 5 mos
Morgan StanleyBroker
January 2019 - Present · 7 yrs 6 mos
Previous Registrations
Goldman Sachs Money Markets, L.P.Broker
October 1991 - January 1994 · 2 yrs 3 mos
Goldman Sachs Money Markets INC.Broker
March 1988 - October 1991 · 3 yrs 7 mos
Goldman, Sachs & CO.Broker
December 1984 - March 1988 · 3 yrs 3 mos
State Registrations37 states
AKAZCACOCTDCDEFLGAILINKSKYLAMAMDMEMIMNMOMTNCNHNJNVNYOHORPAPRSCTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Regina Rule - Financial Advisor | TrueAdvisor