Thomas Mclaughlin is a registered investment advisor at LPL Financial LLC, based in Radnor, PA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Radnor, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas operates his LPL business through TRMSolution, LTD, dedicating full-time hours. He also receives referral income and is a business owner through TRMProject, LLC, and owns real estate rental property through RWMMSM, LLC, each taking a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Grove Point Advisors, LLC
H. Beck, INC.
Grove Point Investments, LLCBroker
NFP Securities, INC.Broker
Pentegra Distributors INC.Broker
NFP Securities, INC.Broker
World Choice Securities, INC.Broker
Prudential Investment Management Services LLCBroker
Nylife Securities INC.Broker
MML Investors Services, INC.Broker
John Hancock Distributors, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.