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CFP

Thomas Wolf

Tcfg Investment Advisors, LLC
41 Years of Experience
Mission Viejo, CA
1 DisclosureBroker
View SEC Summary
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Thomas Wolf is a CFP-designated registered investment advisor at Tcfg Investment Advisors, LLC, based in Mission Viejo, CA, with 41 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,334 clients with $640M in assets under management.

Tcfg Investment Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
2,334 clients
Average Client Portfolio
$274K average
Assets Under Management
$639.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1M+1.00%

Each advisor sets their own independent schedule, up to a maximum of 2.25%. Fees are negotiable based on complexity, assets, and other factors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

25909 Pala, Suite 380, Mission Viejo, CA, 92691

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas is the owner of Wolf Financial, operating under the DBA of TCFG Investment Advisors, LLC. He dedicates full-time hours to this investment-related activity as a registered principal at TCFG Wealth Management, LLC.

Employment History
Current Registrations
Tcfg Investment Advisors, LLC
January 2014 - Present · 12 yrs 9 mos
Tcfg Wealth Management, LLCBroker
November 2013 - Present · 12 yrs 11 mos
Previous Registrations
Tcfg Investment Advisors, LLC
November 2013 - December 2013 · 1 mo
The Planners Network, INC.
May 2001 - October 2013 · 12 yrs 5 mos
National Planning Corporation ("npc of America" in Fl & Ny)
September 1999 - February 2004 · 4 yrs 5 mos
National Planning CorporationBroker
August 1999 - October 2013 · 14 yrs 2 mos
Associated Securities CORP.Broker
July 1985 - August 1999 · 14 yrs 1 mo
Continental Investor Services CorporationBroker
January 1985 - June 1985 · 5 mos
State Registrations26 states
AZCACOFLGAIAIDILINMEMIMNMOMTNDNMNVNYOHORSDTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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