Thomas Wolf
Thomas Wolf is a CFP-designated registered investment advisor at Tcfg Investment Advisors, LLC, based in Mission Viejo, CA, with 41 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 2,344 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Fees are negotiable on a client-by-client basis.
Fee Estimator
Location
25909 Pala, Suite 380, Mission Viejo, CA, 92691
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2002Other Business Activities
Thomas is the owner of Wolf Financial, operating under the DBA of TCFG Investment Advisors, LLC. He dedicates full-time hours to this investment-related activity as a registered principal at TCFG Wealth Management, LLC.
Employment History
Current Registrations
Tcfg Investment Advisors, LLC
Tcfg Wealth Management, LLCBroker
Previous Registrations
Tcfg Investment Advisors, LLC
The Planners Network, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Associated Securities CORP.Broker
Continental Investor Services CorporationBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.