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CFP
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CFP

Robert Greene

LPL Financial LLC
38 Years of Experience
Los Angeles, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Robert Greene is a CFP-designated registered investment advisor at LPL Financial LLC, based in Los Angeles, CA, with 38 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2001 S Barrington Ave Ste 311, Los Angeles, CA, 90025

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert operates under the DBA Full Spectrum Wealth for his LPL business. He also manages rental real estate property owned by a family trust, dedicating a few hours per week, and engages in non-variable insurance activities for a few hours per week. Finally, Robert acts in a fiduciary capacity for the Suzanne B Greene Trust, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2009 - Present · 17 yrs 1 mo
LPL Financial LLC
September 2009 - Present · 17 yrs 1 mo
LPL Financial LLC
September 2009 - Present · 17 yrs 1 mo
Previous Registrations
Associated Planners Investment Advisory INC
October 2008 - December 2009 · 1 yr 2 mos
Associated Securities CORP.
October 2008 - September 2009 · 11 mos
Associated Securities CORP.Broker
October 2008 - September 2009 · 11 mos
M Holdings Securities, INC.Broker
March 2007 - October 2008 · 1 yr 7 mos
Tow Financial Advisors
February 2004 - November 2008 · 4 yrs 9 mos
Raymond James Financial Services, INC.Broker
December 2003 - March 2005 · 1 yr 3 mos
Raymond James Financial Services
November 2003 - March 2005 · 1 yr 4 mos
Allied Consulting Group
April 2003 - October 2003 · 6 mos
Wm Financial Services, INC.Broker
January 1999 - October 2000 · 1 yr 9 mos
Griffin Financial ServicesBroker
December 1998 - January 1999 · 1 mo
Glenfed Brokerage ServicesBroker
July 1986 - November 1998 · 12 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1984 - March 1986 · 1 yr 3 mos
State Registrations5 states
CAMANYOHUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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