James Almond is a registered investment advisor, based in Oak Point, TX, with 41 years of industry experience.
Location
Oak Point, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent insurance agent for various independent insurance companies, dedicating minimal time to this role. He also works as an advisory representative of a Registered Investment Advisor (RIA), spending nearly full-time hours on this. Additionally, James is a board member of the Red River Institute of History, dedicating minimal time, and works as an Investment Advisor Representative (IAR) under the DBA name First Dallas Financial Group, spending nearly full-time hours on this.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Previous Registrations
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Progressive Capital Securities CorporationBroker
The Planner's Securities Group, INC.Broker
Southmark Financial Services, INC.Broker
Protective Equity Services, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.