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Elizabeth Ottaway

Pointe Capital Management LLC
15 Years of Experience
Grosse Pointe Farms, MI
View SEC Summary
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Elizabeth Ottaway is a registered investment advisor at Pointe Capital Management LLC, based in Grosse Pointe Farms, MI, with 15 years of industry experience. Elizabeth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 188 clients with $450M in assets under management.

Pointe Capital Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
188 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$452.3M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M1.00%
$5.0M - $10.0M0.80%
$10.0M - $20.0M0.75%
$20M+0.75%

Fees are negotiable based on complexity, pre-existing relationships, and other factors. Institutional large cap value strategy has a separate schedule of 0.65% on the first $10M and 0.50% above $10M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

102 Kercheval Avenue, Suite 200, Grosse Pointe Farms, MI, 48236

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Elizabeth is a member of a corporate committee and chairs two investment committees for non-profit organizations. These activities take minimal time.

Employment History
Current Registrations
Pointe Capital Management LLC
February 2015 - Present · 11 yrs 8 mos
Previous Registrations
Munder Capital Management
February 2011 - November 2014 · 3 yrs 9 mos
State Registrations1 state
MI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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