Gina Moore
Gina Moore is a registered investment advisor at RBC Capital Markets, LLC, based in Charlotte, NC, with 39 years of industry experience. Gina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
6000 Fairview Road, Suite 500, Charlotte, NC, 28210-3254
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Regulatory History (1)
Customer Dispute
June 2002Other Business Activities
Gina serves as the Secretary/Treasurer for The Georgian HOA since 2016, spending minimal time on tasks such as taking meeting minutes and overseeing invoice payments. This activity is not investment-related.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wachovia Securities, INC.Broker
J.C. Bradford & CO.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.