TrueAdvisor
TrueAdvisor
KG
CFP
KG
CFP

Kevin Gallagher

Stifel, Nicolaus & Company, Incorporated
41 Years of Experience
Bethel Park, PA
Broker
View SEC Summary
View SEC Summary

Kevin Gallagher is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Bethel Park, PA, with 41 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2000 Oxford Drive, Suite 605, Bethel Park, PA, 15102

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Kevin serves as an executor for a non-family estate. This activity is not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
November 2007 - Present · 18 yrs 11 mos
Stifel, Nicolaus & Company, Incorporated
July 2007 - Present · 19 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2007 - Present · 19 yrs 3 mos
Previous Registrations
Ryan Beck & CO.Broker
October 2006 - July 2007 · 9 mos
Janney Montgomery Scott LLC
August 2005 - November 2006 · 1 yr 3 mos
Janney Montgomery Scott LLCBroker
February 1992 - November 2006 · 14 yrs 9 mos
Legg Mason Wood Walker, IncorporatedBroker
May 1990 - February 1992 · 1 yr 9 mos
Prudential-Bache Securities INC.Broker
January 1985 - May 1990 · 5 yrs 4 mos
State Registrations16 states
CADEFLGAKSMDNCNJNYOHPASCTXVAVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Bethel Park, PA →All financial advisors in Pennsylvania →